Compliance Officer Jobs


ThinkingAhead - Vienna, VA
Assistance with Compliance projects/audits as they arise throughout the year. Compliance Officer with 2-3 years of experience, a bachelor’s degree and Series 7,...

From ThinkingAhead, September 18, 2018


Frink Hamlett Legal Solutions, Inc. - Woodcliff Lake, NJ
Director - Ethics & Compliance has responsibility to oversee the effective operation of the compliance program under the guidance of the Chief Compliance...

From Frink Hamlett Legal Solutions, Inc., September 14, 2018


Career Experts - Largo, FL
Career Experts is currently hiring for a Compliance Officer in Largo, FL! Must be knowledgeable and experienced with computer and various software programs...

From Indeed, September 19, 2018


Coda Search - New York, NY
Strong working knowledge of Investment Adviser (1940 Act) and Broker Dealer (FINRA) compliance requirements....

From Coda Search, July 5, 2018


Linium - Minneapolis, MN
Our client, a Multinational Financial Services Company, is seeking a Compliance Officer in their Minneapolis location....

From Linium, August 15, 2018


Search Pro Group - Newport News, VA
5 Years or more related experience (recent) as a compliance officer. Compliance regulatory exams (preparation and support)....

From Indeed, June 29, 2018


Linium Resources - Minneapolis, MN
Our client, a Multinational Financial Services Company, is seeking a Compliance Officer in their Minneapolis location....

From Linium Resources, August 17, 2018


Touch Point Staffing - Greensboro, NC
The Compliance Coordinator is responsible for support of the Compliance Department which includes administrative support and state tax filings....

From Indeed, September 19, 2018


The Metropolitan Museum of Art - New York, NY
 Work effectively with a diverse team that includes volunteers and security officers.  Maintain cash controls & PCI compliance to safeguard the personal...

From Indeed, August 29, 2018


City of Keller, TX - Keller, TX
Make attempt or notification to victim upon release of a violent offender in compliance with the Code of Criminal Procedure. DEADLINE TO APPLY:....

From City of Keller, TX, September 17, 2018

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